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Herman, Rosalind

Investment Advisers Act of 1940 · IA-4643 · — · File 3-17828

Proceeding

Release Number

IA-4643

Statutory Act

Investment Advisers Act of 1940

File Number

3-17828

Publish Date

—

Respondents

• Herman, Rosalind

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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