# SEC Investment Advisers Act of 1940 order IA-4649
> Respondent: **Morgan Stanley Smith Barney, LLC** · — · File 3-17845
## Proceeding
- **Release Number:** IA-4649
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-17845
- **Publish Date:** —
## Respondents
- Morgan Stanley Smith Barney, LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2017/ia-4649.pdf](https://www.sec.gov/files/litigation/admin/2017/ia-4649.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*