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Stifel and Nicolaus & Company, Incorporated

Investment Advisers Act of 1940 · IA-4665 · 2017-03-13 · File 3-17879

Proceeding

Release Number

IA-4665

Statutory Act

Investment Advisers Act of 1940

File Number

3-17879

Publish Date

2017-03-13

Respondents

• Stifel and Nicolaus & Company, Incorporated

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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