← SEC administrative proceedings
Source Financial Advisors, LLC and Michelle M. Smith
Investment Advisers Act of 1940 · IA-4702 · 2017-05-05 · File 3-17969
Proceeding
- Release Number
IA-4702
- Statutory Act
- Investment Advisers Act of 1940
- File Number
3-17969
- Publish Date
- 2017-05-05
Respondents
Source
- Order PDF
- SEC.gov
- Authoritative
- SEC Administrative Proceedings
- Machine
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