# SEC Investment Advisers Act of 1940 order IA-4716
> Respondent: **Mark C. Northrop** · 2017-06-19 · File 3-18035
## Proceeding
- **Release Number:** IA-4716
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-18035
- **Publish Date:** 2017-06-19
## Respondents
- Mark C. Northrop
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2017/ia-4716.pdf](https://www.sec.gov/files/litigation/admin/2017/ia-4716.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*