# SEC Investment Advisers Act of 1940 order IA-4828
> Respondent: **Courtlin L. Holt-Nguyen** · — · File 3-18312
## Proceeding
- **Release Number:** IA-4828
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-18312
- **Publish Date:** —
## Respondents
- Courtlin L. Holt-Nguyen
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2017/ia-4828.pdf](https://www.sec.gov/files/litigation/admin/2017/ia-4828.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*