# SEC Investment Advisers Act of 1940 order IA-4863
> Respondent: **Financial Fiduciaries, LLC and Thomas Batterman** · 2018-03-05 · File 3-18385
## Proceeding
- **Release Number:** IA-4863
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-18385
- **Publish Date:** 2018-03-05
## Respondents
- Financial Fiduciaries, LLC and Thomas Batterman
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2018/ia-4863.pdf](https://www.sec.gov/files/litigation/admin/2018/ia-4863.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*