# SEC Investment Advisers Act of 1940 order IA-4870
> Respondent: **Present, Howard B.** · 2018-03-29 · File 3-18417
## Proceeding
- **Release Number:** IA-4870
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-18417
- **Publish Date:** 2018-03-29
## Respondents
- Present, Howard B.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2018/ia-4870.pdf](https://www.sec.gov/files/litigation/admin/2018/ia-4870.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*