# SEC Investment Advisers Act of 1940 order IA-4961
> Respondent: **William M. Greenfield** · 2018-07-10 · File 3-18586
## Proceeding
- **Release Number:** IA-4961
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-18586
- **Publish Date:** 2018-07-10
## Respondents
- William M. Greenfield
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2018/ia-4961.pdf](https://www.sec.gov/files/litigation/admin/2018/ia-4961.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*