# SEC Investment Advisers Act of 1940 order IA-5118
> Respondent: **Raymond K. Montoya** · 2019-03-05 · File 3-19021
## Proceeding
- **Release Number:** IA-5118
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19021
- **Publish Date:** 2019-03-05
## Respondents
- Raymond K. Montoya
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2019/ia-5118.pdf](https://www.sec.gov/files/litigation/admin/2019/ia-5118.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*