← SEC administrative proceedings

Santander Securities LLC

Investment Advisers Act of 1940 · IA-5140 · 2019-03-11 · File 3-19043

Proceeding

Release Number

IA-5140

Statutory Act

Investment Advisers Act of 1940

File Number

3-19043

Publish Date

2019-03-11

Respondents

• Santander Securities LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

JSON-LD · Markdown