← SEC administrative proceedings

J.J.B. Hilliard and W.L. Lyons, LLC

Investment Advisers Act of 1940 · IA-5146 · 2019-03-11 · File 3-19049

Proceeding

Release Number

IA-5146

Statutory Act

Investment Advisers Act of 1940

File Number

3-19049

Publish Date

2019-03-11

Respondents

• J.J.B. Hilliard and W.L. Lyons, LLC

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

JSON-LD · Markdown