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Stifel and Nicolaus & Company, Incorporated

Investment Advisers Act of 1940 · IA-5189 · 2019-03-11 · File 3-19092

Proceeding

Release Number

IA-5189

Statutory Act

Investment Advisers Act of 1940

File Number

3-19092

Publish Date

2019-03-11

Respondents

• Stifel and Nicolaus & Company, Incorporated

Source

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SEC.gov

Authoritative

SEC Administrative Proceedings

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