# SEC Investment Advisers Act of 1940 order IA-5194
> Respondent: **Raymond Lawrence Lent, (dba the Putney Financial Group and Registered Investment Advisors)** · 2019-03-11 · File 3-19097
## Proceeding
- **Release Number:** IA-5194
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19097
- **Publish Date:** 2019-03-11
## Respondents
- Raymond Lawrence Lent, (dba the Putney Financial Group and Registered Investment Advisors)
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2019/ia-5194.pdf](https://www.sec.gov/files/litigation/admin/2019/ia-5194.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*