# SEC Investment Advisers Act of 1940 order IA-5210
> Respondent: **Charles G. Stivers** · 2019-03-25 · File 3-19118
## Proceeding
- **Release Number:** IA-5210
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19118
- **Publish Date:** 2019-03-25
## Respondents
- Charles G. Stivers
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2019/ia-5210.pdf](https://www.sec.gov/files/litigation/admin/2019/ia-5210.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*