# SEC Investment Advisers Act of 1940 order IA-5226
> Respondent: **Charter Capital Management, LLC and Steven Morris Bruce** · 2019-04-23 · File 3-19152
## Proceeding
- **Release Number:** IA-5226
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19152
- **Publish Date:** 2019-04-23
## Respondents
- Charter Capital Management, LLC and Steven Morris Bruce
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2019/ia-5226.pdf](https://www.sec.gov/files/litigation/admin/2019/ia-5226.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*