# SEC Investment Advisers Act of 1940 order IA-5295
> Respondent: **Hannan, Kimm C.** · 2019-07-11 · File 3-19245
## Proceeding
- **Release Number:** IA-5295
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19245
- **Publish Date:** 2019-07-11
## Respondents
- Hannan, Kimm C.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2019/ia-5295.pdf](https://www.sec.gov/files/litigation/admin/2019/ia-5295.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*