← SEC administrative proceedings
Christopher Plaford
Investment Advisers Act of 1940 · IA-5311 · 2019-07-29 · File 3-19288
Proceeding
- Release Number
IA-5311
- Statutory Act
- Investment Advisers Act of 1940
- File Number
3-19288
- Publish Date
- 2019-07-29
Respondents
Source
- Order PDF
- SEC.gov
- Authoritative
- SEC Administrative Proceedings
- Machine
- JSON-LD · Markdown