# SEC Investment Advisers Act of 1940 order IA-5474
> Respondent: **Geoffrey J. Thompson** · 2020-04-07 · File 3-19744
## Proceeding
- **Release Number:** IA-5474
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19744
- **Publish Date:** 2020-04-07
## Respondents
- Geoffrey J. Thompson
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2020/ia-5474.pdf](https://www.sec.gov/files/litigation/admin/2020/ia-5474.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*