# SEC Investment Advisers Act of 1940 order IA-5522
> Respondent: **Richard T. Diver** · 2020-06-16 · File 3-19827
## Proceeding
- **Release Number:** IA-5522
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-19827
- **Publish Date:** 2020-06-16
## Respondents
- Richard T. Diver
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2020/ia-5522.pdf](https://www.sec.gov/files/litigation/admin/2020/ia-5522.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*