# SEC Investment Advisers Act of 1940 order IA-5745
> Respondent: **Emperor Investments, Inc.** · 2021-06-03 · File 3-20358
## Proceeding
- **Release Number:** IA-5745
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-20358
- **Publish Date:** 2021-06-03
## Respondents
- Emperor Investments, Inc.
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2021/ia-5745.pdf](https://www.sec.gov/files/litigation/admin/2021/ia-5745.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*