# SEC Investment Advisers Act of 1940 order IA-5788
> Respondent: **Canton Hathaway LLC** · 2021-07-26 · File 3-20413
## Proceeding
- **Release Number:** IA-5788
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-20413
- **Publish Date:** 2021-07-26
## Respondents
- Canton Hathaway LLC
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2021/ia-5788.pdf](https://www.sec.gov/files/litigation/admin/2021/ia-5788.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*