# SEC Investment Advisers Act of 1940 order IA-5882
> Respondent: **Nguyen, Richard Vu** · — · File 3-20616
## Proceeding
- **Release Number:** IA-5882
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-20616
- **Publish Date:** —
## Respondents
- Nguyen, Richard Vu
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2021/ia-5882.pdf](https://www.sec.gov/files/litigation/admin/2021/ia-5882.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*