# SEC Investment Advisers Act of 1940 order IA-5997
> Respondent: **Elliot Smerling** · 2022-04-15 · File 3-20822
## Proceeding
- **Release Number:** IA-5997
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-20822
- **Publish Date:** 2022-04-15
## Respondents
- Elliot Smerling
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2022/ia-5997.pdf](https://www.sec.gov/files/litigation/admin/2022/ia-5997.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*