← SEC administrative proceedings

John D. Ellis, Jr.

Investment Advisers Act of 1940 · IA-5999 · 2022-04-20 · File 3-20827

Proceeding

Release Number

IA-5999

Statutory Act

Investment Advisers Act of 1940

File Number

3-20827

Publish Date

2022-04-20

Respondents

• John D. Ellis, Jr.

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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