# SEC Investment Advisers Act of 1940 order IA-6314
> Respondent: **Thomas Carter Ronk** · 2023-05-22 · File 3-21436
## Proceeding
- **Release Number:** IA-6314
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-21436
- **Publish Date:** 2023-05-22
## Respondents
- Thomas Carter Ronk
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2023/ia-6314.pdf](https://www.sec.gov/files/litigation/admin/2023/ia-6314.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*