← SEC administrative proceedings

Carl S. Schwartz, CPA

Investment Advisers Act of 1940 · IA-6320, AAER-4412 · 2023-06-01 · File 3-21476

Proceeding

Release Number

IA-6320, AAER-4412

Statutory Act

Investment Advisers Act of 1940

File Number

3-21476

Publish Date

2023-06-01

Respondents

• Carl S. Schwartz, CPA

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

Machine

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