# SEC Investment Advisers Act of 1940 order IA-6435
> Respondent: **Bruderman Asset Management, LLC, n/k/a Gary Goldberg Planning Services, LLC and Matthew J. Bruderman** · — · File 3-21725
## Proceeding
- **Release Number:** IA-6435
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-21725
- **Publish Date:** —
## Respondents
- Bruderman Asset Management, LLC, n/k/a Gary Goldberg Planning Services, LLC and Matthew J. Bruderman
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2023/ia-6435.pdf](https://www.sec.gov/files/litigation/admin/2023/ia-6435.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*