# SEC Investment Advisers Act of 1940 order IA-6620
> Respondent: **Penny Flippen** · 2024-06-05 · File 3-21957
## Proceeding
- **Release Number:** IA-6620
- **Act:** Investment Advisers Act of 1940
- **File Number:** 3-21957
- **Publish Date:** 2024-06-05
## Respondents
- Penny Flippen
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2024/ia-6620.pdf](https://www.sec.gov/files/litigation/admin/2024/ia-6620.pdf)

---
*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*