← SEC administrative proceedings

Northern Lights Compliance Services, LLC, et al.

Investment Company Act of 1940 · IC-30502 · 2013-05-02 · File 3-15313

Proceeding

Release Number

IC-30502

Statutory Act

Investment Company Act of 1940

File Number

3-15313

Publish Date

2013-05-02

Respondents

• Northern Lights Compliance Services, LLC, et al.

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

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