# SEC Investment Company Act of 1940 order IC-31066
> Respondent: **Christopher B. Ruffle** · 2014-06-02 · File 3-15898
## Proceeding
- **Release Number:** IC-31066
- **Act:** Investment Company Act of 1940
- **File Number:** 3-15898
- **Publish Date:** 2014-06-02
## Respondents
- Christopher B. Ruffle
## Order PDF

- [https://www.sec.gov/files/litigation/admin/2014/ic-31066.pdf](https://www.sec.gov/files/litigation/admin/2014/ic-31066.pdf)

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*Source: [SEC Administrative Proceedings](https://www.sec.gov/litigation/admin) · AI Analytics · CC0 1.0*