LR-14706 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Charles Brumfield, Joseph Brumfield, Robert Allen,William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, JamesGalante, Thomas Alger, John O'Brien, Lawrence Friedman, RobertFlanagan, Thomas Flanagan, Sharon Seiden, Warren Smith John Lynchand Alfred Brody

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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