LR-14766 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

KS Resources, Weststar Exploration, Inc., LazarFrederick & Company, John K. Judd, Jr., Mark D. Siegel, AlexanderL. Kahan, Betty A. Rubin, Guardian Industries, Inc., PathfinderMinerals Group, Inc., Alex Kahan Enterprises, Inc., Mid-WestProduction, Inc. and Jamie B. Seigel

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

Run KYC screen on the defendant

Check this defendant across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + FINRA + CMS-NH + CFPB + courts + Fed + NHTSA + CISA ↗