LR-14903 SEC Litigation Release
Defendants
Future Vision Direct Marketing, Inc., Eastern Coordinated Financial, Philip Forma, James Barschow, Bruce Schroeder, Joseph Glenski, Alan Herr, Herbert Herr, Stanley Mindel,Frank Cardell, Thomas Ehrlich, Pacific Wireless Communications, Inc., Nationwide Wireless Corporation, Ronald H. Michel, StevenRegan, William Richard Horne, Daniel Kelly, and Philip J.Caratozzolo
What this is
SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.
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