LR-15153 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Charles O. Huttoe, Huttoe & Associates, Inc., Word Corporation, National Trading Services, Inc., KarenPurvis, Tammy Jo Perkins, Josephine Brooks, SGA Goldstar ResearchInc., Theodore R. Melcher, Jr., Shannon B. Terry, Systems ofExcellence, Inc., Alpha Securities Ltd., and Dunbar Holdings Ltd

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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