LR-15206 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A (public://migration/litigation/litreleases/lr15206a.txt) : Matthew E. Klenovic, Thomas R. Yearms, Christopher P. Veltmann. May 14, 1997

Related filings

Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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