LR-15684 SEC Litigation Release

Civil enforcement action · 1998-03-26 · view release on sec.gov ↗

Defendants

Christian Schindler, a/k/a "Rudolph Gerner" a/k/a "Rudy Gerner, Inter Capital Brokerage, Inc., Intercap Forex Brokerage, Inc., Inter-Capital Brokerage U.S.A. Inc.

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

Run KYC screen on the defendant

Check this defendant across OFAC + UFLPA + CSL + SAM + OIG + DOJ + CFTC + FINRA + CMS-NH + CFPB + courts + Fed + NHTSA + CISA ↗