LR-17756 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Allen Z. Wolfson, Mervyn A. Phelan, David Wolfson, Kevin Kirkpatrick, Robert H. Pozner, John R. Chapman, Mervyn A. Phelan, Jr., Craig H. Brown, John W. Cruickshank, Jr., BonnieJean C. Tippetts, Feng Shui Consultants, Inc. (formerly World Alliance Consulting, Inc.), A-Z Professional Consultants Retirement Trust, Inc., AZW Irrevocable Trust, Salomon Grey Financial Corporation, Angelo Paul Koupas, Kyle Rowe, and Christopher Roundtree

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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