LR-18553 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Kings Real Estate Investment Trust, Reliance Enterprises, LLC, Monte R. Swanzy, Stephen P. Swanzy, David L. Knudson, and Van E. Brighton, individually and d/b/a Brighton Funding Group, Defendants, and Romerian Trust, Patricia Swanzy and Brighton Enterprises, Inc.

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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