# SEC Litigation Release LR-19641

> Civil enforcement action · 2006-04-05

## Defendants

JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin



## Key facts

- **Release number:** LR-19641
- **Release date:** 2006-04-05
- **Defendants:** JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin

## Primary sources

- SEC HTML release: https://www.sec.gov/litigation/litreleases/2006/lr19641.htm
- Litigation releases index: https://www.sec.gov/litigation/litreleases

## What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment. Activist funds, plaintiff lawyers, and investigative journalists use this archive as the most-comprehensive index of US securities enforcement.

## Citation

> US Securities and Exchange Commission, Litigation Release LR-19641 (2006-04-05), JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin. Retrieved via AI Analytics 2026-05-17 from https://api.ai-analytics.org/sec-litigation/19641.

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