LR-19897 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Michael Moran, James Sievers, Martin Zaepfel, James Cannataro, John Steele, Michael Crusemann and Michael Otto

Related filings

Complaint: Michael Crusemann and Michael Otto , Complaint: John R. Steele , Complaint: Martin Zaepfel , Complaint: James R. Cannataro , Complaint: Michael R. Moran and James W. Sievers

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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