LR-20508 SEC Litigation Release

Civil enforcement action · 2008-03-25 · view release on sec.gov ↗ · primary PDF ↗

Defendants

Romulus S. Pereira, Robert B. Stanton, L. John Kern, Andrew D. Feldman, William F. McFarland, Lori H. Cornmesser

Related filings

Order of Permanent Injunction Against Pereira , Order of Permanent Injunction Against Stanton , Order of Permanent Injunction Against Kern , Order of Permanent Injunction Against Feldman , Order of Permanent Injunction Against McFarland , Order of Permanent Injunction Against Cornmesser

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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