# SEC Litigation Release LR-22381

> Civil enforcement action · 2012-05-30

## Defendants

Mark A. Lefkowitz, Compass Capital Group, Inc., Mark A. Lopez, Unico, Inc., Steven R. Peacock, Shane H. Traveller, and Advanced Cell Technology, Inc.

## Related filings

SEC Complaint


## Key facts

- **Release number:** LR-22381
- **Release date:** 2012-05-30
- **Defendants:** Mark A. Lefkowitz, Compass Capital Group, Inc., Mark A. Lopez, Unico, Inc., Steven R. Peacock, Shane H. Traveller, and Advanced Cell Technology, Inc.

## Primary sources

- SEC HTML release: https://www.sec.gov/litigation/litreleases/2012/lr22381.htm
- Litigation releases index: https://www.sec.gov/litigation/litreleases

## What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment. Activist funds, plaintiff lawyers, and investigative journalists use this archive as the most-comprehensive index of US securities enforcement.

## Citation

> US Securities and Exchange Commission, Litigation Release LR-22381 (2012-05-30), Mark A. Lefkowitz, Compass Capital Group, Inc., Mark A. Lopez, Unico, Inc., Steven R. Peacock, Shane H. Traveller, and Advanced Cell Technology, Inc.. Retrieved via AI Analytics 2026-07-11 from https://api.ai-analytics.org/sec-litigation/22381.

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