LR-22472 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

James C. Howard III, Michael R. Casey, and Louis N. Gallo III, Defendants and Sutton Capital, LLC, J&W Trading, LLC, American Financial Solutions, LLC, and Minjo Corporation, Relief Defendants

Related filings

SEC Complaint

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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