LR-22487 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Yusaf Jawed, Grifphon Asset Management, LLC, Grifphon Holdings, LLC, and Robert P. Custis; Jacques Nichols; Lyman Bruhn, Pearl Asset Management, LLC, and Sasquatch Capital Management, LLC

Related filings

SEC Complaint vs. Jawed et al. , SEC Complaint vs. Nichols , SEC Complaint vs. Bruhn et al.

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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