LR-23258 SEC Litigation Release

Civil enforcement action · 2015-05-12 · view release on sec.gov ↗ · primary PDF ↗

Defendants

FX & Beyond Corporation and Steve H. Karroum

Related filings

Application for Order to Show Cause and for Order Requiring Compliance with Subpoenas

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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