LR-23388 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗

Defendants

Donald J. Lester, Rubicon Alliance, LLC, CFI Fund, LLC, and NuPower, LLC (Defendants) and Equity Edge Preferred Income Fund I, LLC, Equity Edge, LLC, and Equity Edge Companies, LLC (Relief Defendants)

Related filings

SEC Complaint

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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