and David Alan Wolfson , SEC Complaint against Thomas Troy Brooks , and SEC Complaint against Scott Charles Messier and Jay Zola Scoratow
SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.