# SEC Litigation Release LR-26119

> Civil enforcement action · —

## Defendants

Swaffer, et. al.

## Related filings

SEC Complaint , Final Judgment - Kris A. Swaffer , Final Judgment - Sean K. Williams , Final Judgment - Rosalyn K. Swaffer , Memorandum Opinion and Order


## Key facts

- **Release number:** LR-26119
- **Release date:** —
- **Defendants:** Swaffer, et. al.

## Primary sources

- SEC HTML release: https://www.sec.gov/litigation/litreleases
- Primary PDF: https://www.sec.gov/files/litigation/litreleases/2024/judg26119-kris-swaffer.pdf
- Litigation releases index: https://www.sec.gov/litigation/litreleases

## What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment. Activist funds, plaintiff lawyers, and investigative journalists use this archive as the most-comprehensive index of US securities enforcement.

## Citation

> US Securities and Exchange Commission, Litigation Release LR-26119 (), Swaffer, et. al.. Retrieved via AI Analytics 2026-07-17 from https://api.ai-analytics.org/sec-litigation/26119.

---

*[SEC litigation releases dataset](/datasets/sec-litigation-releases) · CC0 1.0*