LR-26209 SEC Litigation Release

Civil enforcement action · — · view release on sec.gov ↗ · primary PDF ↗

Defendants

Joseph M. Dupont; Shawn P. Cronin; Stanley Kaplan; Paul Feldman; and Jarett G. Mendoza

Related filings

Final Judgment - Shawn P. Cronin , Final Judgment - Joseph M. Dupont , Final Judgment - Paul Feldman , Final Judgment - Stanley Kaplan , Final Judgment - Jarett G. Mendoza

What this is

SEC Litigation Releases are the canonical "civil enforcement" docket. The SEC files civil actions in federal court against individuals and entities for securities-law violations — fraud, insider trading, Ponzi schemes, registration violations, misleading disclosures, market manipulation. Each release announces a filing, a settlement, or a final judgment.

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